#mifidii search results
Patricia Suárez explicará la protección del consumidor financiero en el entorno digital: transparencia en contratos, comisiones e información en #MiFIDII. 📚Curso de ERA, fundación que impulsa el conocimiento y buenas prácticas del Derecho de la UE entre profesionales jurídicos.
Europe's MiFID II requirements: • AI decisions need explainability • Transparency is mandatory • Accountability expected European institutional investors will need tools like MOTA. #MOTA #WTF.US #MiFIDII
@traderepublic @TradeRepublicES 🚨 SYSTEM ERROR CLAIM 🚨 Order ff112716 executed at 2750€ while market was @ 2990€. My Stop (2920€) was NEVER reached. Severe breach of Best Execution (MiFID II). FIX IT & reverse the trade! #TradeRepublic #BestExecution #MiFIDII #Samsung
@traderepublic 🚨ERROR CLAIM My Stop-Market order for Samsung (ISIN US7960508882) was executed at 2750€ while the market was trading at 3000€. The Stop Price (2920€) WAS NEVER REACHED!! This is a severe breach of Best Execution (MiFID II). FIX IT. Order: ff112716 #MiFIDII
Account 174052045: 139,000 trades & documented distress, yet @IQOption refuses to provide a formal Complaint Ref # or call recordings. @CySEC_info, is this compliance? Under #MiFIDII & #GDPR, I have a right to my data. Why is @IQOption allowed to block my path to the Ombudsman?
Cómo la REGULACIÓN protege nuestras INVERSIONES Extracto de la entrevista a @FDerbaix de @IndexaCapital #mifidii #regulacion #inversion youtu.be/ex3bRspd8uU
Bitpanda targets banks with Vision Chain tokenization platform Source: Cointelegraph #VisionChain #MiFIDII #EuropeanBanks Read here 👇 coinfeather.com/en/news/bitpan…
Simplify compliance with MiFID II, FINRA, and other regulatory requirements. #DolphinDB's audit-ready data structures streamline reporting and investigations. #MiFIDII #FINRA #RegulatoryCompliance
✨ #ESMA15years highlight: #MiFIDII introduced one of the most comprehensive updates to Europe’s capital markets. ⚙️ #ESMA’s policy work in 2015-2016 prepared this transition, and in 2018, the IT tools went live to enable reporting, data exchange & transparency calculations.
📢 October 2025 Compliance Report is out! 🔹 EU Data Act: Impact on fintech & data sharing 🔹 MiFID II Amendments: New investor protection & reporting rules 🔹 Supervisory insights & evolving trends 📥 Free report: bit.ly/3Ku9Bz6 #Compliance #EUDataAct #MiFIDII
MiFID II matters: EU investors must be classified as professional or elective professional. #MiFIDII #CryptoCompliance
@bancaditalia Prevedo da anni prima che aprano come chiudono i mercati, opero da 12 anni sui mercati finanziari, ho perso molto meno di quello che alcuni perdono n un mese comprando Gratta e vinci, ho un profilo #MifidII medio alto posso considerarmi Controparte qualificata? 😮
Our Transaction Reporting Centre of Excellence delivered a smooth MiFID II migration for Kepler Cheuvreux. Fast, transparent, confident. Learn more: bit.ly/3Vp8hQa #MiFIDII #RegTech
🗞️ #ESMA Working Paper | Fragmentation in European Equity Markets since 2019 → link.europa.eu/dfyqHV The paper analyses how the European equity market structure evolved between 2019 and 2022, focusing on the impact of #Brexit and the role of #MiFIDII/MiFIR legislation.
Vedete, nonostante io non sia proprio l'ultimo dei cretini ed abbia una classificazione #MifidII medio alto non posso operare né in pre market né in after hours. Ora capite perché vi parlo con certezza di squali della finanza? 😁
#Oro sempre più scontato per trovare compratori! Approfittatene! Il valore di un minatore d'oro aumenta all'aumentare del prezzo dell'oro e se l'oro non fosse destinato ad aumentare gli squali non avrebbero comprato in after hours a 16,81$ in più di quello che l'ho pagato io 😜
MiFID II demands clarity. ❌ Misleading info ❌ Hidden fees ❌ Vague disclaimers Does your content pass the test? #MiFIDII #ComplianceMarketing #FinancialUX #ClarityInComplexity #AnimaraStudios
🔍 MiFID II isn’t just a legal checkbox — it’s a UX design brief. If your platform isn’t “fair, clear, and not misleading,” you’re not just failing users — you’re failing compliance. Let’s fix that. #UXDesign #MiFIDII #FintechCompliance #AnimaraStudios
❓ It's Q&A day. #ESMA recently published and updated Q&As on: 👉 #MiCA 👉 #MiFIDII 👉 MiFIR 👉 prospectus 👉 performance fees 👉 notification letters 🔗 June update → europa.eu/!MhYvf7 🔗 July update → europa.eu/!MR6wyP
MiFID II best execution reports showed 95% order fill rates at top three price levels, reflecting strong execution quality metrics. #Execution #MiFIDII
Want to learn more about your best execution obligations? Check out our full article on the topic. 👉 bit.ly/40mAVo6 #BestExecution #FCACompliance #MiFIDII #InvestmentFirms #ClientTrust
thezishi.com
What Are Your Best Execution Obligations?
Understand your firm's best execution obligations under FCA and MiFID II rules and deliver better outcomes for clients.
SIFMA applauds the HFSC's bipartisan, overwhelming vote for H.R. 2622, which would direct @SECGov to extend the #MiFIDII no-action relief for 6 months and study the potential impact of expiration of the relief. Our full statement: bit.ly/3N6aexP
📣 Responses to the Call for Evidence on sustainability in suitability and product governance → europa.eu/!4DdMfY. ➡️ESMA and national competent authorities will assess the replies and will continue monitoring the application by firms of the #MiFIDII requirements.
#ESMA issued an opinion on position limits on Fish Pool Farmed Salmon contract → europa.eu/!Pc3rWX. ESMA concludes that the spot month position limit complies with methodology in RTS 21a and objectives of #MiFIDII Art. 57. 📄 Position limits → europa.eu/!j4vDtn.
What's happening this week? 📘CP and CfE in the Prospectus area → europa.eu/!Q7rpc3 📘CP under #MiFIDII research regime → europa.eu/!6cW9Hf 🤝EU-Japan financial regulatory forum → europa.eu/!tHPWk9 🌿#SustainableFinanceEU timeline → europa.eu/!pKdw4m
VoiceNotes Ltd is the finance industry's go-to transcription team, combining technology with old-school human intuition to deliver the highest quality. #seniormanagmentmeetings #MifidII #companysecretary #wealthmanager #investmentmanagers #financialadvisers #SundayFunday
ICYMI | Manual on pre-trade & post-trade transparency reflects key changes introduced by the revised #MiFIDII / MiFIR framework. 💡 New sections in light of #ESMA’s Final Reports on RTS 13 & RTS 24: bonds, structured finance products, emission allowances link.europa.eu/chNK6R
📄 Translations of the Guidelines on #MiFIDII product governance requirements → europa.eu/!k8Qg6V. 🗓️ Guidelines apply from 3 October 2023 to firms and competent authorities.
Úvaha nad dopady rozhodnutí Soudního dvora Evropské unie ve věci Fondee a.s. vs. Česká národní banka pro distribuci investičních nástrojů. Více v našem alertu zde: go.ey.com/3V427US #EYCeskarepublika #MiFIDII #kapitalovytrh #SDEU
In his latest blog, Matthew Vincent takes a look at what we might expect to see in the revised EU #MiFIR Article 26, “Obligation to report transactions”. Read more: bit.ly/3Fc9q5O #mifir #mifidii #transactionreporting
#GoodReads | How did the European share market structure evolve from 2019 to 2022, following the implementation of #MIFIDII? There was an important 📉 in trading volumes observed after 2021 linked to UK’s withdrawal from the EU. 🗞️Changes in TRV article: europa.eu/!dhXw6j
📤 #ESMA newsletter is out → europa.eu/!3x74JX. 🪙 #MiCA consultation package 📊 Analysis of the cross-border investment activity 🌍Statement on the sustainability disclosure in prospectuses 🔎 Implementation of SRD2 📄 Briefing on the definition of advice under #MiFIDII
🗞️ #ESMA Working Paper | Fragmentation in European Equity Markets since 2019 → link.europa.eu/dfyqHV The paper analyses how the European equity market structure evolved between 2019 and 2022, focusing on the impact of #Brexit and the role of #MiFIDII/MiFIR legislation.
We are excited to be hosting @uktisa's MiFID II Conference on Tuesday 7 March 2023 at our London office: bit.ly/3ZVL3SJ The conference brings together industry practitioners and experts to discuss the latest regulatory developments. #MiFID #MiFIDii #Sustainability #ESG
OKX enters the big league of European finance. 🚀 The exchange officially obtains a MiFID II license, opening the doors to the European derivatives market. Now, OKX can provide regulated products to institutional clients across the EEA. #OKX #MiFIDII
Patricia Suárez explicará la protección del consumidor financiero en el entorno digital: transparencia en contratos, comisiones e información en #MiFIDII. 📚Curso de ERA, fundación que impulsa el conocimiento y buenas prácticas del Derecho de la UE entre profesionales jurídicos.
👉 Como delegado ejecutivo d EFPA España y consejero de EFPA Europa, @josepsoler_ief, valora la evolución de #MiFIDII tras un lustro de su entrada en vigor, en el siguiente artículo de @FundsPeople efpa.es/actualidad/2/a… #asesoramientoFinanciero #inversores #comisiónEuropea
#ZahlderWoche: 77% der berichteten Fonds in Deutschland erreichten ihre #MiFIDII – Konformität 2022 durch eine Kombination aus #PAIs und #OffVo. Mehr dazu im #FNGMarktbericht2023: fng-marktbericht.org #Sustainablefinance
In one weeks' time, Daniel Hirschfield will be speaking at the TISA's #MiFIDii Conference hosted by our London office: bit.ly/3J0B7Rw #MiFID #Sustainability #ESG
Learn how you can achieve accurate and complete #MiFIDII #PostTradeReporting with our upcoming CPD-accredited core training course. Find out more and book here: bit.ly/3arno4N
Globally, #marketing #communications, including advertisements, comply with #MIFIDII requirements. 🤔 Concerns were raised by national competent authorities regarding sustainability claims in marketing communications. esma.europa.eu/sites/default/…
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