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The #FCA has unveiled plans to significantly increase the minimum proportion of highly liquid assets that UK #moneymarketfunds must hold, requiring MMFs' daily & weekly liquid assets levels to rise to 15% and 50% of their assets, respectively. Learn more➡️ fca.org.uk/publications/c…
The #FCA has unveiled plans to significantly increase the minimum proportion of highly liquid assets that UK #moneymarketfunds must hold, requiring MMFs' daily & weekly liquid assets levels to rise to 15% and 50% of their assets, respectively. Learn more➡️ fca.org.uk/publications/c…
With an estimated $18.4T of #ESG orientated assets now being managed globally, the #FCA is putting in place new #SustainabilityDisclosure Requirements and an investment labels regime: fca.org.uk/news/press-rel… #sustainability #investmentmanagement
As #assetmanagers prepare to launch tokenized versions of their funds, key challenges, such as a lack of industry collaboration and regulation, remain as hurdles, according to a recent @InvAssoc survey. investmentweek.co.uk/news/4150691/c… #investmentmanagement #tokenization @InvestmentWeek
UK #AssetOwner Stewardship Review 2023 published research last week that paints a less than flattering picture of asset managers’ approach to #corporategovernance. institutionalassetmanager.co.uk/asset-managers… #assetmanagers #investmentmanagement #TransitionPathwayInitiative @InsAsssetManager
#FINRA has proposed a new rule that would allow #brokerdealers to use #projectedperformance in their marketing communications to #institutionalinvestors & qualified purchasers, such as #retirementplan investment fiduciaries. finra.org/rules-guidance… #investmentmanagement @FINRA
Could another FTX event happen again? #CFTC chair Rostin Behnam said that nothing has happened in the past year to prevent another one as market dynamics changed significantly in the last 3 years. marketsmedia.com/federal-legisl… #digitalassets #finreg #assetmanagement @marketsmedia
The @CFAinstitute has published new definitions for #sustainablefinance terms to standardize terminology & enable #institutionalinvestors, regulators & participants to precisely communicate #ESGinvesting & #responsibleinvesting. rpc.cfainstitute.org/-/media/docume… #ESG #assetmanagement
The White House & #DOL will unveil a new rule proposal requiring rollover advice to be in the best interest of the saver & apply a #bestinterest standard to advice #plansponsors receive about investments included in #401k & other plans. Learn more: dol.gov/newsroom/relea…
The UK has finalized its new rules for #stablecoins and the financial promotion of #cryptoassets, incorporating the #crypto industry into the existing regulatory framework for traditional #financialservices. investmentweek.co.uk/news/4140120/t… #finreg @InvestmentWeek
The EU's proposal to update #AIFMD 2 and the #UCITS directive presents challenges and opportunities as #fundmanagers and #assetmanagers gear up to navigate the revamped landscape. funds-europe.com/insights/aifmd… #finreg #compliance #alternativeinvestments #investmentmanagement
The #SEC adopted new Rule 10c-1a on Oct. 13 requiring increased disclosure from institutional #shortsellers and making public certain information in the #securitieslending market. sec.gov/news/press-rel… #finreg #investmentmanagement
Opinions vary on the #SEC expanding the scope of its #NamesRule — some industry players feel the new rule will help prevent misleading #fundnames, but others say it will be a disruption to the industry. What do you think? pionline.com/regulation/new… #assetmanagement @pensionsnews
Institutional asset owners, #assetmanagers and #privateequity firms are uniquely positioned to be victims of #cyberattacks. #FinancialServices firms are 300X as likely as other companies to be targeted by a cyberattack. ai-cio.com/news/how-priva… #cybersecurity @ChiefInvOfficer
The #FCA has urged firms offering high-risk #investments to #retailinvestors to review their financial promotion approaches after the regulator found several examples of poor practice in a sample review. investmentweek.co.uk/news/4129770/f… #finreg #investmentmanagement @InvestmentWeek
In consultation papers, UK financial regulators have proposed boosting #diversity & #inclusion to support healthy work cultures, reduce groupthink, and unlock talent. The consultation is open until 18 December 2023. marketsmedia.com/uk-regulators-… #DEI #financialservices @marketsmedia
Excited to share an insightful deep-dive by Alison K Fraser and Kevin Renner! We uncover what goes on "Behind the Curtain" of SEC examinations, shedding light on the risk-based methodology! Check out the full blog here: bit.ly/3ZLu5qN #compliance #financialregulation
In an effort to prevent funds from misrepresenting their investments and risks, the #SEC on Sept. 20 approved amendments to broaden the scope of its #NamesRule. sec.gov/sec-enhances-r… #finreg #fundnames #investmentmanagement
The #FCA is introducing new screening checks - requiring firms approving #financialmarketing for unregulated firms to demonstrate they have the necessary skills and expertise to approve adverts. fca.org.uk/news/press-rel… #finreg #investmentmanagement
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